My RIA lawyer is a SEC Defense in Chicago dedicated to serving clients with a range of legal services including ria compliance, expungements & general counsel.
Let's be real. You would rather meet with prospective clients and provide them services than do compliance tasks. Why? Because working with clients MAKES YOU MONEY. Compliance is not a revenue generating activity. BUT, a robust compliance program can SAVE you money.
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Add ReviewI was involved in an vehicular collision and MM~LAW handled my case. They were very kind, personable and communicative during my entire case. Everything went so smoothly and quick and I received a great settlement thanks to their professionalism. I will def recommend them.Report